White Paper

Cybersecurity best practices for wealth managers

Tips and recommendations to help your firm meet the requirements laid out by the SEC’s OCIE August 2017 Risk Alert.

AT A GLANCE

What you will learn from this whitepaper

Outline of the OCIE August 2017 Risk Alert

Key findings from the SEC sweep of 75 firms, including broker-dealers, investment advisors, and investment companies.

Real world examples

Weaknesses in the industry – how and where firms are failing to meet the requirements laid out by the OCIE August 2017 Risk Alert.

Recommendations to solve your challenges 

How Workplace can help you meet your cybersecurity and compliance challenges.