There was no shortage of headline-grabbing cyber-related events in 2017 – leaks from Equifax, Verizon, and Deloitte, as well as the WannaCry ransomware attack. It is clear from reading the FINRA Examination Findings and Exam Prioritiess that cybersecurity and technology risks continue to consume the financial services community.
Download our white paper for a complete analysis of the FINRA 2017 Exam Findings, 2018 Exam Priorities, and find out how Workplace can help your firm with cybersecurity and compliance.
Specific areas where firms can improve their cyber risk practices with enhanced technology controls.
Key areas FINRA will be targeting and how Workplace can address this areas.
An overview of new technologies that are available to support the Broker-dealers and their reos
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